{"success":true,"data":{"_id":521889774,"filings":[{"Organization":{"Hours":[0],"Total Compensation":[0],"Direct compensation":[0],"Other compensation":[0]},"Basic":{"mission":"To promote private sector development of estonia, latvia, and lithuania (the baltic states) and the policies and practices conducive to such development.","primary_activities":"Before the fund filed its certificate of dissolution the fund participated in the strengthening of democracy and the promotion of private sector business through the provision of cost-effective enterprise development assistance on behalf of the united states government (see seed act 1989). Through residential mortgage loans, commercial funding, technical assistance, and other measures, the organization's capital was used principally to invest in small and medium-sized businesses located in the baltic states which appeared likely to become commercially viable in a free market environment.","year":2011,"name":"BALTIC-AMERICAN ENTERPRISE FUND","phone":"4102248645","type":"990","foreign_countries":["Estonia","Latvia","Lithuania"],"principal_officer":"ALAN A GRIFFIN","year_formation":1994,"state_legal_domicile":"DE","total_volunteers":0,"tax_period_begin":"2011-10-01T00:00:00","tax_period_end":"2012-09-30T00:00:00","address":"137 MITCHELLS CHANCE ROAD NO 140, EDGEWATER, MD, 21037, USA","city":"EDGEWATER","state":"MD","country":"USA","zip_code":"21037"},"Governance":{"501c3 determination":true,"Number of voting members":5,"Number of independent voting members":4,"Number of employees total":5,"Total Gross UBI":0,"Net unrelated business taxable income":0,"Number of employees":5,"Prohibited tax shelter transactions":false,"Taxable party notification":false,"Funds to pay premiums":false,"Premiums Paid":false,"Family or business relationship":false,"Delegation of management duties":false,"Conflict of interest policy":true,"Whistle blower policy":true,"Compensation process for CEO":true,"Compensation process for other employees":true,"Changes to organizing documents":false,"Material diversion or misuse":false,"Members or stockholders":true,"Election of board members":true,"Decisions subject to approval":true,"Minutes of governing body":true,"Local chapters":false,"Form 990 provided to governing body":true,"Document retention policy":true,"Investment in joint venture":false,"Independent audit financial statements":true,"Consolidated audit financial statements":false,"Accountant compile or review":false,"Financial statements audited by independent accountant":true,"Audit committee":true,"Federal grant audit required":false,"Political activities":false,"Donor advised funds":false,"Conservation easements":false,"Collections of art":false,"School":false,"Hospital":false,"Foreign activities":false,"Foreign office":false,"Gaming":false,"Fundraising activities":false,"Professional fundraising":false,"Loan to officer or DQP":false,"Grant to related person":false,"Business relationship through family member":false,"Business relationship with organization":false,"Transfers to exempt non-charitable organization":false},"Revenues":{"value":366183,"Contributions":{"value":0},"Program revenue":{"value":0,"Unrelated business revenue":0},"Investment income":{"value":364571,"Investment income total":353636,"Net investment gain":10935},"Other revenues":{"value":1612,"Other total":1612}},"Expenses":{"value":208432,"Grant expense":{"value":0},"Total professional fundraising expense":{"value":0},"Benefits paid to members":{"value":0},"Salaries":{"value":22500,"Current officers":22500},"Other expenses":{"value":185932,"Legal":21230,"Accounting":27396,"Investment management fees":48116,"Other services":9439,"Office expenses":20069,"Occupancy":1200,"Travel":30885,"Insurance":27597}},"Assets":{"value":27459343,"Non-interest bearing cash":38470,"Savings and temp cash investments":27386683,"Prepaid expenses deferred charges":34190},"Liabilities":{"value":42866,"Accounts payable, accrued":42866},"Fund balance":{"value":27416477},"Form990Details":{"program_service_accomplishments":[{"description":"BEFORE THE FUND FILED ITS CERTIFICATE OF DISSOLUTION THE FUND PARTICIPATED IN THE STRENGTHENING OF DEMOCRACY AND THE PROMOTION OF PRIVATE SECTOR BUSINESS THROUGH THE PROVISION OF COST-EFFECTIVE ENTERPRISE DEVELOPMENT ASSISTANCE ON BEHALF OF THE UNITED STATES GOVERNMENT (SEE SEED ACT 1989). THROUGH RESIDENTIAL MORTGAGE LOANS, COMMERCIAL FUNDING, TECHNICAL ASSISTANCE, AND OTHER MEASURES, THE ORGANIZATION'S CAPITAL WAS USED PRINCIPALLY TO INVEST IN SMALL AND MEDIUM-SIZED BUSINESSES LOCATED IN THE BALTIC STATES WHICH APPEARED LIKELY TO BECOME COMMERCIALLY VIABLE IN A FREE MARKET ENVIRONMENT.","expense":37579,"revenue":1612}],"functional_expense_allocations":{"current_officers_directors":{"management_and_general":22500,"total":22500},"legal_fees":{"management_and_general":21230,"total":21230},"accounting_fees":{"management_and_general":27396,"total":27396},"investment_management_fees":{"management_and_general":48116,"total":48116},"other_service_fees":{"program_services":6694,"management_and_general":2745,"total":9439},"office_expenses":{"management_and_general":20069,"total":20069},"occupancy":{"management_and_general":1200,"total":1200},"travel":{"program_services":30885,"total":30885},"insurance":{"management_and_general":27597,"total":27597}},"tax_and_disclosure_flags":{"activities_conducted_through_partnership":false,"foreign_financial_account":false,"backup_withholding_compliance":true,"employment_tax_returns_filed":true,"lobbying_activities":false,"deductible_non_cash_contributions":false,"deductible_contributions_of_art":false,"method_of_accounting_accrual":true,"schedule_o_part_vi":true,"schedule_o_part_xi":true,"schedule_o_part_xii":true},"principal_officer_detail":{"person_name":"ALAN A GRIFFIN","address_line1":"137 MITCHELLS CHANCE ROAD NO 140","city":"EDGEWATER","state":"MD","zip":"21037"},"audit_financial_statement_detail":{"accountant_compile_or_review":false,"audited_financial_statement_separate":true,"federal_grant_audit_required":false},"related_party_due_diligence":{"officer_entity_with_business_relationship":true,"officer_mailing_address":false,"related_entity":true,"related_org_controlled_entity":false,"compensation_from_other_sources":false,"excess_benefit_transaction":false,"annual_disclosure_covered_persons":true},"grant_due_diligence":{"grants_to_organizations":false,"grants_to_individuals":false,"more_than_5000_to_organizations":false,"more_than_5000_to_individuals":false},"books_are_in_care_of":{"person_name":"ALAN A GRIFFIN","phone":"4102248645","address_line1":"137 MITCHELLS CHANCE ROAD STE 140","city":"EDGEWATER","state":"MD","zip":"21037"},"contractor_compensation":[{"business_name_line1":"WEIL GOTSHAL & MANGES LLP","compensation":117045,"services_description":"LEGAL","address_line1":"1300 EYE STREET NW SUITE 900","city":"WASHINGTON","state":"DC","zip":"20005","name":"WEIL GOTSHAL & MANGES LLP","address":"1300 EYE STREET NW SUITE 900, WASHINGTON, DC, 20005"}],"officers_directors_key_employees":[{"title":"CHAIRMAN","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true,"officer":true},{"title":"VICE CHAIRMAN","average_hours_per_week":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true,"officer":true},{"title":"PRESIDENT","average_hours_per_week":2.0,"reportable_comp_from_org":66556,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true,"officer":true},{"title":"DIRECTOR","average_hours_per_week":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true},{"title":"DIRECTOR","average_hours_per_week":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true},{"title":"CFO","average_hours_per_week":8.0,"reportable_comp_from_org":45422,"reportable_comp_from_related_orgs":81250,"other_compensation":0,"officer":true},{"title":"COUNSEL","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"SECRETARY","average_hours_per_week":8.0,"reportable_comp_from_org":51926,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true}]},"ScheduleA":{"public_charity_status":{"publicly_supported_org_509a2":true},"support_170":{"prior_year_support_percentage":0.9366},"support_509":{"thirty_three_percent_test_current_year":true,"public_support_total":21365294,"public_support_percentage":0.9142,"investment_income_percentage":0.0813,"prior_year_investment_income_percentage":0.0601},"support_509_prior_schema":{"gross_receipts_from_admissions":{"current_year":364571,"current_year_minus1":31555,"current_year_minus2":1496943,"current_year_minus3":8764414,"current_year_minus4":10707811,"total":21365294},"amounts_from_substantial_contributors":{"total":0},"amounts_received_from_disqualified_persons":{"total":0},"gross_investment_income_509":{"current_year_minus3":627243,"current_year_minus4":1272790,"total":1900033},"other_income_509":{"current_year":1612,"current_year_minus1":3668,"current_year_minus2":100046,"total":105326},"investment_income_and_ubti":{"current_year_minus3":627243,"current_year_minus4":1272790,"total":1900033},"total_509":{"current_year":364571,"current_year_minus1":31555,"current_year_minus2":1496943,"current_year_minus3":8764414,"current_year_minus4":10707811,"total":21365294},"total_support_total":{"current_year":366183,"current_year_minus1":35223,"current_year_minus2":1596989,"current_year_minus3":9391657,"current_year_minus4":11980601,"total":23370653},"support_from_dqps":{"total":0}}},"ScheduleB":{"attached":false,"required":false},"ScheduleD":{"land_buildings_equipment":{"total_book_value":0},"net_assets_reconciliation":{"total_revenue":366183,"total_expenses":208432,"excess_or_deficit_for_year":157751,"net_unrealized_gains_losses_on_investments":477166,"total_adjustments":477166,"excess_or_deficit_per_financial_statements":634917},"revenue_reconciliation":{"total_revenue_audited_financial_statements":795233,"net_unrealized_gains_investments":477166,"revenue_not_reported":477166,"revenue_subtotal":318067,"investment_expenses_not_included":48116,"revenue_not_reported_financial_statement":48116,"total_revenue_per_990":366183},"expense_reconciliation":{"total_expenses_audited_financial_statements":160316,"expenses_not_reported":0,"expenses_subtotal":160316,"investment_expenses_not_included":48116,"expenses_not_reported_financial_statement":48116,"total_expenses_per_990":208432}},"ScheduleL":{"business_transactions_involving_interested_persons":[{"person_name":"ROBERT C ODLE JR","relationship":"OFFICER","description":"ROBERT C. ODLE, JR. IS A LAWYER WITH THE LAW FIRM OF WEIL, GOTSHAL, & MANGES, LLP. THIS LAW FIRM RECEIVED COMPENSATION FOR SERVICES IN THE AMOUNT OF $117,045 FOR THE 2011 CALENDAR YEAR, AS REPORTED ON FORM 990, PART VII, SECTION B. MR. ODLE IS NOT COMPENSATED FOR HIS SERVICE AS AN OFFICER OF THIS ORGANIZATION. MR. ODLE RECUSES HIMSELF FROM MATTERS CONCERNING THE SELECTION AND COMPENSATION OF THE LAW FIRM RETAINED BY THIS ORGANIZATION.","amount":117045,"sharing_of_revenues":false,"name":"ROBERT C ODLE JR"}]},"ScheduleR":{"tax_exempt_organizations":[{"ein":272771854,"business_name_line1":"BALTIC-AMERICAN FREEDOM FOUNDATION","primary_activities":"SUPPORT PRIVATE SECTOR DEVELOPMENT OF ESTONIA, LATVIA AND LITHUANIA","exempt_code_section":"501(C)(3)","public_charity_status":"509(A)(2)","controlled_organization":false,"legal_domicile_state":"DE","address_line1":"137 MITCHELLS CHANCE ROAD SUITE 140","city":"EDGEWATER","state":"MD","zip":"21037","name":"BALTIC-AMERICAN FREEDOM FOUNDATION","address":"137 MITCHELLS CHANCE ROAD SUITE 140, EDGEWATER, MD, 21037"}],"transaction_flags":{"gift_grant_or_capital_contribution_from_other_org":false,"gift_grant_or_capital_contribution_to_other_org":false,"loans_or_guarantees_from_other_org":false,"loans_or_guarantees_to_other_org":false,"performance_of_services_by_other_orgs":false,"performance_of_services_for_other_orgs":false,"sharing_of_facilities":true,"sharing_of_paid_employees":true,"reimbursement_paid_by_other_org":true,"reimbursement_paid_to_other_org":true,"rental_of_facilities_from_other_orgs":false,"rental_of_facilities_to_other_orgs":false,"purchase_of_assets_from_other_org":false,"sale_of_assets_to_other_org":false,"exchange_of_assets":false,"receipt_of_interest_annuities_rents_royalties":false,"other_transfer_from_other_org":false,"other_transfer_to_other_org":false}},"source_xml":"201311039349300421_public.xml"},{"Organization":{"Hours":[0],"Total Compensation":[0],"Direct compensation":[0],"Other compensation":[0]},"Basic":{"mission":"To promote private sector development of estonia, latvia, and lithuania (the baltic states) and the policies and practices conducive to such development.","primary_activities":"Before the fund filed its certificate of dissolution the fund participated in the strengthening of democracy and the promotion of private sector business through the provision of cost-effective enterprise development assistance on behalf of the united states government (see seed act 1989). Through residential mortgage loans, commercial funding, technical assistance, and other measures, the organization's capital was used principally to invest in small and medium-sized businesses located in the baltic states which appeared likely to become commercially viable in a free market environment.","year":2012,"name":"BALTIC-AMERICAN ENTERPRISE FUND","phone":"4102248645","type":"990","foreign_countries":["Estonia","Latvia","Lithuania"],"principal_officer":"ALAN GRIFFIN","year_formation":1994,"state_legal_domicile":"DE","total_volunteers":0,"tax_period_begin":"2012-10-01T00:00:00","tax_period_end":"2013-09-30T00:00:00","address":"137 MITCHELLS CHANCE ROAD NO 140, EDGEWATER, MD, 21037, USA","city":"EDGEWATER","state":"MD","country":"USA","zip_code":"21037"},"Governance":{"501c3 determination":true,"Number of voting members":5,"Number of independent voting members":5,"Number of employees total":0,"Total Gross UBI":0,"Net unrelated business taxable income":0,"Number of employees":0,"Prohibited tax shelter transactions":false,"Taxable party notification":false,"Funds to pay premiums":false,"Premiums Paid":false,"Family or business relationship":false,"Delegation of management duties":false,"Conflict of interest policy":true,"Whistle blower policy":true,"Compensation process for CEO":true,"Compensation process for other employees":true,"Changes to organizing documents":false,"Material diversion or misuse":false,"Members or stockholders":true,"Election of board members":true,"Decisions subject to approval":true,"Minutes of governing body":true,"Local chapters":false,"Form 990 provided to governing body":true,"Document retention policy":true,"Investment in joint venture":false,"Independent audit financial statements":true,"Consolidated audit financial statements":false,"Accountant compile or review":false,"Financial statements audited by independent accountant":true,"Audit committee":true,"Federal grant audit required":false,"Audited financial statements separate":true,"Political activities":false,"Donor advised funds":false,"Conservation easements":false,"Collections of art":false,"School":false,"Hospital":false,"Foreign activities":false,"Foreign office":false,"Gaming":false,"Fundraising activities":false,"Professional fundraising":false,"Loan to officer or DQP":false,"Grant to related person":false,"Business relationship through family member":false,"Business relationship with organization":false,"Transfers to exempt non-charitable organization":false},"Revenues":{"value":797877,"Contributions":{"value":0},"Program revenue":{"value":0,"Unrelated business revenue":0},"Investment income":{"value":797495,"Investment income total":280845,"Net investment gain":516650},"Other revenues":{"value":382,"Other total":382}},"Expenses":{"value":27730804,"Grant expense":{"value":27544235,"Grants to domestic orgs":27544235},"Total professional fundraising expense":{"value":0},"Benefits paid to members":{"value":0},"Salaries":{"value":0},"Other expenses":{"value":186569,"Management services":15000,"Legal":10641,"Accounting":44158,"Investment management fees":68495,"Other services":4778,"Office expenses":299,"Occupancy":1200,"Travel":7808,"Insurance":34190}},"Assets":{"value":0,"Non-interest bearing cash":0,"Savings and temp cash investments":0,"Pledges and grants receivable":0,"Accounts receivable":0,"Receivables from officers":0,"Receivables from disqual persons":0,"Other net note and loans":0,"Inventories for sale or use":0,"Prepaid expenses deferred charges":0,"Land, building, equipment":0,"Investments publicly traded":0,"Investments other":0,"Investments program related":0,"Intangible assets":0,"Other assets":0},"Liabilities":{"value":0,"Accounts payable, accrued":0},"Fund balance":{"value":0},"Form990Details":{"program_service_accomplishments":[{"description":"BEFORE THE FUND FILED ITS CERTIFICATE OF DISSOLUTION THE FUND PARTICIPATED IN THE STRENGTHENING OF DEMOCRACY AND THE PROMOTION OF PRIVATE SECTOR BUSINESS THROUGH THE PROVISION OF COST-EFFECTIVE ENTERPRISE DEVELOPMENT ASSISTANCE ON BEHALF OF THE UNITED STATES GOVERNMENT (SEE SEED ACT 1989). THROUGH RESIDENTIAL MORTGAGE LOANS, COMMERCIAL FUNDING, TECHNICAL ASSISTANCE, AND OTHER MEASURES, THE ORGANIZATION'S CAPITAL WAS USED PRINCIPALLY TO INVEST IN SMALL AND MEDIUM-SIZED BUSINESSES LOCATED IN THE BALTIC STATES WHICH APPEARED LIKELY TO BECOME COMMERCIALLY VIABLE IN A FREE MARKET ENVIRONMENT.","expense":27552043,"grants":27544235}],"functional_expense_allocations":{"management_fees":{"management_and_general":15000,"total":15000},"legal_fees":{"management_and_general":10641,"total":10641},"accounting_fees":{"management_and_general":44158,"total":44158},"investment_management_fees":{"management_and_general":68495,"total":68495},"other_service_fees":{"management_and_general":4778,"total":4778},"office_expenses":{"management_and_general":299,"total":299},"occupancy":{"management_and_general":1200,"total":1200},"travel":{"program_services":7808,"total":7808},"insurance":{"management_and_general":34190,"total":34190}},"tax_and_disclosure_flags":{"activities_conducted_through_partnership":false,"foreign_financial_account":false,"backup_withholding_compliance":true,"lobbying_activities":false,"deductible_non_cash_contributions":false,"deductible_contributions_of_art":false,"method_of_accounting_accrual":true,"schedule_o_part_vi":true,"schedule_o_part_xii":true},"principal_officer_detail":{"person_name":"ALAN GRIFFIN","address_line1":"137 MITCHELLS CHANCE ROAD NO 140","city":"EDGEWATER","state":"MD","zip":"21037"},"audit_financial_statement_detail":{"accountant_compile_or_review":false,"federal_grant_audit_required":false},"related_party_due_diligence":{"officer_entity_with_business_relationship":true,"officer_mailing_address":false,"related_entity":true,"related_org_controlled_entity":false,"compensation_from_other_sources":false,"excess_benefit_transaction":false,"annual_disclosure_covered_persons":true},"grant_due_diligence":{"grants_to_organizations":true,"grants_to_individuals":false,"more_than_5000_to_organizations":false,"more_than_5000_to_individuals":false},"books_are_in_care_of":{"person_name":"ALAN GRIFFIN","phone":"4102248645","address_line1":"137 MITCHELLS CHANCE ROAD STE 140","city":"EDGEWATER","state":"MD","zip":"21037"},"officers_directors_key_employees":[{"title":"CHAIRMAN","average_hours_per_week":2.0,"average_hours_per_week_related_org":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true,"officer":true},{"title":"PRESIDENT/DIRECTOR/CEO","average_hours_per_week":1.0,"average_hours_per_week_related_org":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true,"officer":true},{"title":"DIRECTOR","average_hours_per_week":1.0,"average_hours_per_week_related_org":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true},{"title":"DIRECTOR","average_hours_per_week":1.0,"average_hours_per_week_related_org":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true},{"title":"DIRECTOR","average_hours_per_week":1.0,"average_hours_per_week_related_org":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true},{"title":"CFO","average_hours_per_week":4.0,"average_hours_per_week_related_org":8.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":68750,"other_compensation":0,"officer":true},{"title":"COUNSEL","average_hours_per_week":2.0,"average_hours_per_week_related_org":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"SECRETARY","average_hours_per_week":4.0,"average_hours_per_week_related_org":8.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":21875,"other_compensation":0,"officer":true}]},"ScheduleA":{"public_charity_status":{"publicly_supported_org_509a2":true},"support_170":{"prior_year_support_percentage":0.9142},"support_509":{"thirty_three_percent_test_current_year":true,"public_support_total":10657483,"public_support_percentage":0.9131,"investment_income_percentage":0.0778,"prior_year_investment_income_percentage":0.0813},"support_509_prior_schema":{"gross_receipts_from_admissions":{"current_year_minus1":364571,"current_year_minus2":31555,"current_year_minus3":1496943,"current_year_minus4":8764414,"total":10657483},"amounts_from_substantial_contributors":{"total":0},"amounts_received_from_disqualified_persons":{"total":0},"gross_investment_income_509":{"current_year":280845,"current_year_minus4":627243,"total":908088},"other_income_509":{"current_year":382,"current_year_minus1":1612,"current_year_minus2":3668,"current_year_minus3":100046,"total":105708},"investment_income_and_ubti":{"current_year":280845,"current_year_minus4":627243,"total":908088},"total_509":{"current_year_minus1":364571,"current_year_minus2":31555,"current_year_minus3":1496943,"current_year_minus4":8764414,"total":10657483},"total_support_total":{"current_year":281227,"current_year_minus1":366183,"current_year_minus2":35223,"current_year_minus3":1596989,"current_year_minus4":9391657,"total":11671279},"support_from_dqps":{"total":0}}},"ScheduleB":{"attached":false,"required":false},"ScheduleD":{"land_buildings_equipment":{"total_book_value":0},"revenue_reconciliation":{"total_revenue_audited_financial_statements":245832,"net_unrealized_gains_investments":-483550,"revenue_not_reported":-483550,"revenue_subtotal":729382,"investment_expenses_not_included":68495,"revenue_not_reported_financial_statement":68495,"total_revenue_per_990":797877},"expense_reconciliation":{"total_expenses_audited_financial_statements":27662309,"expenses_not_reported":0,"expenses_subtotal":27662309,"investment_expenses_not_included":68495,"expenses_not_reported_financial_statement":68495,"total_expenses_per_990":27730804}},"ScheduleI":{"grant_records_maintained":true,"reported_domestic_org_grants":27544235,"reported_domestic_org_grants_program_services":27544235,"total_501c3_and_government_organizations":2,"grants":[{"ein":272771854,"irc_section":"501(C)(3)","cash":2544235,"purpose":"SUPPORT OF RECIPIENT ORGANIZATION'S TAX-EXEMPT PURPOSES","address_line1":"137 MITCHELLS CHANCE ROAD","city":"EDGEWATER","state":"MD","zip":"21037","name":"BALTIC-AMERICAN FREEDOM FOUNDATION","address":"137 MITCHELLS CHANCE ROAD, EDGEWATER, MD, 21037"},{"cash":25000000,"purpose":"DISTRIBUTION OF FUNDS PURSUANT TO AGREEMENT WITH USAID UNDER WINDING UP AND LIQUIDATION PLAN","address_line1":"1500 PENNSYLVANIA AVENUE NW","city":"WASHINGTON","state":"DC","zip":"20220","name":"US DEPARTMENT OF THE TREASURY","address":"1500 PENNSYLVANIA AVENUE NW, WASHINGTON, DC, 20220"}],"total_domestic_grants":27544235,"total_domestic_program_services":27544235,"detail_org_grants_total":27544235,"detail_domestic_grants_total":27544235,"supplemental_information":[{"identifier":"PROCEDURE FOR MONITORING GRANTS IN THE U.S.:","form_and_line_reference":"PART I, LINE 2:","explanation":"SCHEDULE I, PART I, LINE 2: FUNDS WERE TRANSFERRED PURSUANT TO AN EXISTING AGREEMENT BETWEEN THE ORGANIZATION AND USAID."}],"grant_monitoring":{"claims_monitoring_procedures":true,"requires_financial_reports":false,"requires_narrative_reports":false,"conducts_site_visits":false,"conducts_field_audits":false,"requires_grant_agreements":false,"may_suspend_future_funding":false,"may_require_repayment":false,"monitoring_description":"SCHEDULE I, PART I, LINE 2: FUNDS WERE TRANSFERRED PURSUANT TO AN EXISTING AGREEMENT BETWEEN THE ORGANIZATION AND USAID.","form_and_line_reference":"PART I, LINE 2:"}},"ScheduleL":{"business_transactions_involving_interested_persons":[{"person_name":"ROBERT C ODLE JR","relationship":"OFFICER","description":"ROBERT C. ODLE, JR. IS A LAWYER WITH THE LAW FIRM OF WEIL, GOTSHAL, & MANGES, LLP. THIS LAW FIRM RECEIVED INCOME IN THE AMOUNT OF $13,019 RELATED TO SERVICES PROVIDED TO THE ORGANIZATION FOR THE 2012 CALENDAR YEAR AS REPORTED ON A 2012 FORM 1099-MISC. MR. ODLE IS NOT COMPENSATED FOR HIS SERVICE AS AN OFFICER OF THIS ORGANIZATION. MR. ODLE RECUSES HIMSELF FROM MATTERS CONCERNING THE SELECTION AND COMPENSATION OF THE LAW FIRM RETAINED BY THIS ORGANIZATION.","amount":13019,"sharing_of_revenues":false,"name":"ROBERT C ODLE JR"}]},"ScheduleN":{"termination_or_liquidation":{"assets_distributed":true,"liabilities_paid":true,"bonds_outstanding":false,"required_to_notify_attorney_general":true,"attorney_general_notified":true},"successor_relationships":{"director_of_successor":true,"employee_of_successor":true,"owner_of_successor":false},"liquidations":[{"business_name_line1":"BALTIC-AMERICAN FREEDOM FOUNDATION","ein":272771854,"irc_section":"501(C)(3)","distribution_date":"2013-01-01T00:00:00","description":"CASH","fair_market_value":2544235,"address_line1":"137 MITCHELLS CHANCE ROAD","city":"EDGEWATER","state":"MD","zip":"21037","name":"BALTIC-AMERICAN FREEDOM FOUNDATION","address":"137 MITCHELLS CHANCE ROAD, EDGEWATER, MD, 21037"},{"business_name_line1":"US DEPARTMENT OF THE TREASURY","distribution_date":"2013-07-15T00:00:00","description":"CASH","fair_market_value":25000000,"address_line1":"1500 PENNSYLVANIA AVENUE NW","city":"WASHINGTON","state":"DC","zip":"20220","name":"US DEPARTMENT OF THE TREASURY","address":"1500 PENNSYLVANIA AVENUE NW, WASHINGTON, DC, 20220"}],"supplemental_information":[{"explanation":"PART I, LINE 2E: KIM G. DAVIS SERVES AS CHAIRMAN ON THE BOARD OF BALTIC-AMERICAN FREEDOM FOUNDATION."},{"explanation":"PART I, LINE 2E: RICHARD C. SHERIDAN, HUGHLYN F. FIERCE, DANIEL ROSE, AND THE HONORABLE MARK SULLIVAN III SERVE AS DIRECTORS ON THE BOARD OF BALTIC-AMERICAN FREEDOM FOUNDATION."},{"explanation":"PART I, LINE 2E: ALAN GRIFFIN SERVES AS THE COO OF BALTIC-AMERICAN FREEDOM FOUNDATION."},{"explanation":"PART I, LINE 2E: ROBERT C. ODLE, JR. SERVES AS COUNSEL TO BALTIC-AMERICAN FREEDOM FOUNDATION."},{"explanation":"PART I, LINE 2E: CHONTELLE WOODWARD SERVES AS THE SECRETARY OF BALTIC-AMERICAN FREEDOM FOUNDATION."}]},"ScheduleR":{"tax_exempt_organizations":[{"ein":272771854,"business_name_line1":"BALTIC-AMERICAN FREEDOM FOUNDATION","primary_activities":"SUPPORT PRIVATE SECTOR DEVELOPMENT OF ESTONIA, LATVIA AND LITHUANIA","exempt_code_section":"501(C)(3)","public_charity_status":"509(A)(2)","controlled_organization":false,"legal_domicile_state":"DE","address_line1":"137 MITCHELLS CHANCE ROAD SUITE 140","city":"EDGEWATER","state":"MD","zip":"21037","name":"BALTIC-AMERICAN FREEDOM FOUNDATION","address":"137 MITCHELLS CHANCE ROAD SUITE 140, EDGEWATER, MD, 21037"}],"transaction_flags":{"dividends_from_related_organization":false,"gift_grant_or_capital_contribution_from_other_org":false,"gift_grant_or_capital_contribution_to_other_org":true,"loans_or_guarantees_from_other_org":false,"loans_or_guarantees_to_other_org":false,"performance_of_services_by_other_orgs":false,"performance_of_services_for_other_orgs":false,"sharing_of_facilities":true,"sharing_of_paid_employees":false,"reimbursement_paid_by_other_org":false,"reimbursement_paid_to_other_org":true,"rental_of_facilities_from_other_orgs":false,"rental_of_facilities_to_other_orgs":false,"purchase_of_assets_from_other_org":false,"sale_of_assets_to_other_org":false,"exchange_of_assets":false,"receipt_of_interest_annuities_rents_royalties":false,"other_transfer_from_other_org":false,"other_transfer_to_other_org":false}},"source_xml":"201440569349300709_public.xml"},{"Organization":{"Hours":[0],"Total Compensation":[0],"Direct compensation":[0],"Other compensation":[0]},"Basic":{"mission":"To promote private sector development of estonia, latvia, and lithuania (the baltic states) and the policies and practices conducive to such development.","primary_activities":"Before the fund filed its certificate of dissolution the fund participated in the strengthening of democracy and the promotion of private sector business through the provision of cost-effective enterprise development assistance on behalf of the united states government (see seed act 1989). Through residential mortgage loans, commercial funding, technical assistance, and other measures, the organization's capital was used principally to invest in small and medium-sized businesses located in the baltic states which appeared likely to become commercially viable in a free market environment.","year":2010,"name":"BALTIC-AMERICAN ENTERPRISE FUND","phone":"4102248645","type":"990","foreign_countries":["Estonia","Latvia","Lithuania"],"principal_officer":"ALAN A GRIFFIN","year_formation":1994,"state_legal_domicile":"DE","total_volunteers":0,"tax_period_begin":"2010-10-01T00:00:00","tax_period_end":"2011-09-30T00:00:00","address":"137 MITCHELLS CHANCE ROAD NO 140, EDGEWATER, MD, 21037, USA","city":"EDGEWATER","state":"MD","country":"USA","zip_code":"21037"},"Governance":{"501c3 determination":true,"Number of voting members":5,"Number of independent voting members":5,"Number of employees total":6,"Total Gross UBI":0,"Net unrelated business taxable income":0,"Number of employees":6,"Prohibited tax shelter transactions":false,"Taxable party notification":false,"Funds to pay premiums":false,"Premiums Paid":false,"Family or business relationship":false,"Delegation of management duties":false,"Conflict of interest policy":true,"Whistle blower policy":true,"Compensation process for CEO":true,"Compensation process for other employees":true,"Changes to organizing documents":false,"Material diversion or misuse":false,"Members or stockholders":true,"Election of board members":true,"Decisions subject to approval":false,"Minutes of governing body":true,"Local chapters":false,"Form 990 provided to governing body":true,"Document retention policy":true,"Investment in joint venture":false,"Independent audit financial statements":true,"Consolidated audit financial statements":false,"Accountant compile or review":false,"Financial statements audited by independent accountant":true,"Audit committee":true,"Federal grant audit required":false,"Political activities":false,"Donor advised funds":false,"Conservation easements":false,"Collections of art":false,"School":false,"Hospital":false,"Foreign activities":false,"Foreign office":false,"Gaming":false,"Fundraising activities":false,"Professional fundraising":false,"Loan to officer or DQP":false,"Grant to related person":false,"Business relationship through family member":false,"Business relationship with organization":false,"Transfers to exempt non-charitable organization":false},"Revenues":{"value":35223,"Contributions":{"value":0},"Program revenue":{"value":0,"Unrelated business revenue":0},"Investment income":{"value":31555,"Investment income total":31555},"Other revenues":{"value":3668,"Other total":3668}},"Expenses":{"value":396642,"Grant expense":{"value":0},"Total professional fundraising expense":{"value":0},"Benefits paid to members":{"value":0},"Salaries":{"value":137500,"Current officers":129657,"Pension plan contributions":3462,"Other employee benefits":3184,"Payroll taxes":1197},"Other expenses":{"value":259142,"Legal":135173,"Accounting":22265,"Investment management fees":44450,"Other services":11951,"Office expenses":8991,"Occupancy":1200,"Travel":7221,"Conferences and meetings":46,"Insurance":27845}},"Assets":{"value":26808560,"Non-interest bearing cash":64395,"Savings and temp cash investments":26682143,"Prepaid expenses deferred charges":62022,"Other assets":0},"Liabilities":{"value":27000,"Accounts payable, accrued":27000},"Fund balance":{"value":26781560},"Form990Details":{"program_service_accomplishments":[{"description":"BEFORE THE FUND FILED ITS CERTIFICATE OF DISSOLUTION THE FUND PARTICIPATED IN THE STRENGTHENING OF DEMOCRACY AND THE PROMOTION OF PRIVATE SECTOR BUSINESS THROUGH THE PROVISION OF COST-EFFECTIVE ENTERPRISE DEVELOPMENT ASSISTANCE ON BEHALF OF THE UNITED STATES GOVERNMENT (SEE SEED ACT 1989). THROUGH RESIDENTIAL MORTGAGE LOANS, COMMERCIAL FUNDING, TECHNICAL ASSISTANCE, AND OTHER MEASURES, THE ORGANIZATION'S CAPITAL WAS USED PRINCIPALLY TO INVEST IN SMALL AND MEDIUM-SIZED BUSINESSES LOCATED IN THE BALTIC STATES WHICH APPEARED LIKELY TO BECOME COMMERCIALLY VIABLE IN A FREE MARKET ENVIRONMENT.","expense":10041}],"functional_expense_allocations":{"current_officers_directors":{"management_and_general":129657,"total":129657},"pension_plan_contributions":{"management_and_general":3462,"total":3462},"other_employee_benefits":{"management_and_general":3184,"total":3184},"payroll_taxes":{"management_and_general":1197,"total":1197},"legal_fees":{"management_and_general":135173,"total":135173},"accounting_fees":{"management_and_general":22265,"total":22265},"investment_management_fees":{"management_and_general":44450,"total":44450},"other_service_fees":{"program_services":2820,"management_and_general":9131,"total":11951},"office_expenses":{"management_and_general":8991,"total":8991},"occupancy":{"management_and_general":1200,"total":1200},"travel":{"program_services":7221,"total":7221},"conferences_meetings":{"management_and_general":46,"total":46},"insurance":{"management_and_general":27845,"total":27845}},"tax_and_disclosure_flags":{"activities_conducted_through_partnership":false,"foreign_financial_account":false,"backup_withholding_compliance":true,"employment_tax_returns_filed":true,"lobbying_activities":false,"deductible_non_cash_contributions":false,"deductible_contributions_of_art":false,"method_of_accounting_accrual":true,"schedule_o_part_vi":true,"schedule_o_part_xi":true,"schedule_o_part_xii":true},"principal_officer_detail":{"person_name":"ALAN A GRIFFIN","address_line1":"137 MITCHELLS CHANCE ROAD NO 140","city":"EDGEWATER","state":"MD","zip":"21037"},"audit_financial_statement_detail":{"accountant_compile_or_review":false,"audited_financial_statement_separate":true,"federal_grant_audit_required":false},"related_party_due_diligence":{"officer_entity_with_business_relationship":true,"officer_mailing_address":false,"related_entity":true,"related_org_controlled_entity":false,"compensation_from_other_sources":false,"excess_benefit_transaction":false,"annual_disclosure_covered_persons":true},"grant_due_diligence":{"grants_to_organizations":false,"grants_to_individuals":false,"more_than_5000_to_organizations":false,"more_than_5000_to_individuals":false},"books_are_in_care_of":{"person_name":"ALAN A GRIFFIN","phone":"4102248645","address_line1":"137 MITCHELLS CHANCE ROAD STE 140","city":"EDGEWATER","state":"MD","zip":"21037"},"contractor_compensation":[{"business_name_line1":"WEIL GOTSHAL & MANGES LLP","compensation":467853,"services_description":"LEGAL","address_line1":"1300 EYE STREET NW SUITE 900","city":"WASHINGTON","state":"DC","zip":"20005","name":"WEIL GOTSHAL & MANGES LLP","address":"1300 EYE STREET NW SUITE 900, WASHINGTON, DC, 20005"},{"person_name":"JENNE BRITELL","compensation":276489,"services_description":"CONSULTING","address_line1":"166 CALLE VENTOSO WEST","city":"SANTA FE","state":"NM","zip":"87506","name":"JENNE BRITELL","address":"166 CALLE VENTOSO WEST, SANTA FE, NM, 87506"}],"officers_directors_key_employees":[{"title":"CHAIRMAN","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true,"officer":true},{"title":"VICE CHAIRMAN","average_hours_per_week":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true,"officer":true},{"title":"PRESIDENT","average_hours_per_week":8.0,"reportable_comp_from_org":635800,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true,"officer":true},{"title":"CHAIRMAN EMERITUS","average_hours_per_week":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true},{"title":"DIRECTOR","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true},{"title":"DIRECTOR","average_hours_per_week":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true},{"title":"DIRECTOR","average_hours_per_week":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true},{"title":"DIRECTOR","average_hours_per_week":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true},{"title":"CFO","average_hours_per_week":8.0,"reportable_comp_from_org":500674,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"COUNSEL","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"SECRETARY","average_hours_per_week":8.0,"reportable_comp_from_org":86929,"reportable_comp_from_related_orgs":0,"other_compensation":33533,"officer":true}]},"ScheduleA":{"public_charity_status":{"publicly_supported_org_509a2":true},"support_170":{"prior_year_support_percentage":0.9497},"support_509":{"thirty_three_percent_test_current_year":true,"public_support_total":29749778,"public_support_percentage":0.9366,"investment_income_percentage":0.0601,"prior_year_investment_income_percentage":0.0478},"support_509_prior_schema":{"gross_receipts_from_admissions":{"current_year":31555,"current_year_minus1":1496943,"current_year_minus2":8764414,"current_year_minus3":10707811,"current_year_minus4":8749055,"total":29749778},"amounts_from_substantial_contributors":{"total":0},"amounts_received_from_disqualified_persons":{"total":0},"gross_investment_income_509":{"current_year_minus2":627243,"current_year_minus3":1272790,"current_year_minus4":8371,"total":1908404},"other_income_509":{"current_year":3668,"current_year_minus1":100046,"total":103714},"investment_income_and_ubti":{"current_year_minus2":627243,"current_year_minus3":1272790,"current_year_minus4":8371,"total":1908404},"total_509":{"current_year":31555,"current_year_minus1":1496943,"current_year_minus2":8764414,"current_year_minus3":10707811,"current_year_minus4":8749055,"total":29749778},"total_support_total":{"current_year":35223,"current_year_minus1":1596989,"current_year_minus2":9391657,"current_year_minus3":11980601,"current_year_minus4":8757426,"total":31761896},"support_from_dqps":{"total":0}}},"ScheduleB":{"attached":false,"required":false},"ScheduleD":{"land_buildings_equipment":{"total_book_value":0},"net_assets_reconciliation":{"total_revenue":35223,"total_expenses":396642,"excess_or_deficit_for_year":-361419,"net_unrealized_gains_losses_on_investments":7259,"total_adjustments":7259,"excess_or_deficit_per_financial_statements":-354160},"revenue_reconciliation":{"total_revenue_audited_financial_statements":-92297,"net_unrealized_gains_investments":7259,"revenue_not_reported":7259,"revenue_subtotal":-99556,"investment_expenses_not_included":44450,"other_revenues_not_included":90329,"revenue_not_reported_financial_statement":134779,"total_revenue_per_990":35223},"expense_reconciliation":{"total_expenses_audited_financial_statements":261863,"expenses_not_reported":0,"expenses_subtotal":261863,"investment_expenses_not_included":44450,"other_expenses_not_included":90329,"expenses_not_reported_financial_statement":134779,"total_expenses_per_990":396642},"supplemental_information":[{"identifier":"PART XII, LINE 4B - OTHER ADJUSTMENTS:","explanation":"OVERHEAD REIMBURSEMENT 90,329."},{"identifier":"PART XIII, LINE 4B - OTHER ADJUSTMENTS:","explanation":"OVERHEAD EXPENSES 90,329."}]},"ScheduleJ":{"benefits_and_procedures":{"first_class_or_charter_travel":true,"substantiation_required":true,"written_policy_travel_and_entertainment":true},"compensation_process":{"written_employment_contract":true,"board_or_committee_approval":true},"compensation_arrangements":{"compensation_based_on_revenue_filing_org":false,"compensation_based_on_revenue_related_orgs":false,"compensation_based_on_net_earnings_filing_org":false,"compensation_based_on_net_earnings_related_orgs":false,"nonfixed_payments":true,"initial_contract_exception":false,"severance_payment":false,"supplemental_nonqualified_retirement_plan":false,"equity_based_compensation_arrangement":false},"compensation":[{"person_name":"RICHARD C SHERIDAN","base_compensation_filing_org":50000,"bonus_filing_org":585800,"bonus_related_orgs":0,"compensation_based_on_related_orgs":0,"comp_report_prior_990_filing_org":0,"comp_report_prior_990_related_orgs":0,"deferred_compensation_filing_org":0,"deferred_compensation_related_orgs":0,"nontaxable_benefits_filing_org":0,"nontaxable_benefits_related_orgs":0,"other_compensation_filing_org":0,"other_compensation_related_orgs":0,"total_compensation_filing_org":635800,"total_compensation_related_orgs":0,"name":"RICHARD C SHERIDAN"},{"person_name":"ALAN A GRIFFIN","base_compensation_filing_org":75000,"bonus_filing_org":425674,"bonus_related_orgs":0,"compensation_based_on_related_orgs":0,"comp_report_prior_990_filing_org":0,"comp_report_prior_990_related_orgs":0,"deferred_compensation_filing_org":0,"deferred_compensation_related_orgs":0,"nontaxable_benefits_filing_org":0,"nontaxable_benefits_related_orgs":0,"other_compensation_filing_org":0,"other_compensation_related_orgs":0,"total_compensation_filing_org":500674,"total_compensation_related_orgs":0,"name":"ALAN A GRIFFIN"}],"supplemental_information":[{"form_and_line_reference":"PART I, LINE 1A","explanation":"UPON THE ORGANIZATION'S ESTABLISHMENT IN 1994, THE ORGANIZATION ADOPTED POLICIES AND PROCEDURES THAT WERE APPROVED BY THE U.S. CONGRESS, THE STATE DEPARTMENT, AND THE U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT THAT PROVIDED FOR FIRST CLASS AIRFARE ON DOMESTIC AND INTERNATIONAL LONG DISTANCE FLIGHTS, AND THE ORGANIZATION'S WRITTEN TRAVEL EXPENSE POLICY WAS DRAFTED ACCORDINGLY."},{"form_and_line_reference":"PART I, LINE 7","explanation":"THE ORGANIZATION HAS IMPLEMENTED AN INCENTIVE COMPENSATION PLAN APPROVED BY THE ORGANIZATION'S BOARD OF DIRECTORS AND THE U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID). THE PLAN IS BASED ON SIMILAR INCENTIVE COMPENSATION PLANS FOR SIMILAR USAID-SPONSORED ENTERPRISE FUNDS. THE PLAN IS DESIGNED TO IMPLEMENT INDUSTRY STANDARD INCENTIVE COMPENSATION FOR ECONOMIC DEVELOPMENT INVESTMENT ACTIVITY AND ENABLES INDIVIDUALS MANAGING, AND ADVISING ON, THE INVESTMENTS OF THE ORGANIZATION TO EARN COMPENSATION BASED ON THE PERFORMANCE OF THOSE INVESTMENTS."}]},"ScheduleL":{"business_transactions_involving_interested_persons":[{"person_name":"ROBERT C ODLE JR","relationship":"OFFICER","description":"ROBERT C. ODLE, JR. IS A LAWYER WITH THE LAW FIRM OF WEIL, GOTSHAL, & MANGES, LLP. THIS LAW FIRM RECEIVED COMPENSATION FOR SERVICES IN THE AMOUNT OF $467,853, AS REPORTED ON FORM 990, PART VII, SECTION B. MR. ODLE IS NOT COMPENSATED FOR HIS SERVICE AS AN OFFICER OF THIS ORGANIZATION. MR. ODLE RECUSES HIMSELF FROM MATTERS CONCERNING THE SELECTION AND COMPENSATION OF THE LAW FIRM RETAINED BY THIS ORGANIZATION.","amount":467853,"sharing_of_revenues":false,"name":"ROBERT C ODLE JR"}]},"ScheduleR":{"tax_exempt_organizations":[{"ein":272771854,"business_name_line1":"BALTIC-AMERICAN FREEDOM FOUNDATION","primary_activities":"SUPPORT PRIVATE SECTOR DEVELOPMENT OF ESTONIA, LATVIA AND LITHUANIA","exempt_code_section":"501(C)(3)","public_charity_status":"509(A)(2)","controlled_organization":false,"legal_domicile_state":"DE","address_line1":"137 MITCHELLS CHANCE ROAD SUITE 140","city":"EDGEWATER","state":"MD","zip":"21037","name":"BALTIC-AMERICAN FREEDOM FOUNDATION","address":"137 MITCHELLS CHANCE ROAD SUITE 140, EDGEWATER, MD, 21037"}],"transaction_flags":{"gift_grant_or_capital_contribution_from_other_org":false,"gift_grant_or_capital_contribution_to_other_org":false,"loans_or_guarantees_from_other_org":false,"loans_or_guarantees_to_other_org":false,"performance_of_services_by_other_orgs":false,"performance_of_services_for_other_orgs":false,"sharing_of_facilities":true,"sharing_of_paid_employees":true,"reimbursement_paid_by_other_org":true,"reimbursement_paid_to_other_org":true,"rental_of_facilities_from_other_orgs":false,"rental_of_facilities_to_other_orgs":false,"purchase_of_assets_from_other_org":false,"sale_of_assets_to_other_org":false,"exchange_of_assets":false,"receipt_of_interest_annuities_rents_royalties":false,"other_transfer_from_other_org":false,"other_transfer_to_other_org":false}},"source_xml":"201232279349302543_public.xml"}],"Latest":{"Organization":{"Hours":[0],"Total Compensation":[0],"Direct compensation":[0],"Other compensation":[0]},"Basic":{"mission":"To promote private sector development of estonia, latvia, and lithuania (the baltic states) and the policies and practices conducive to such development.","primary_activities":"Before the fund filed its certificate of dissolution the fund participated in the strengthening of democracy and the promotion of private sector business through the provision of cost-effective enterprise development assistance on behalf of the united states government (see seed act 1989). Through residential mortgage loans, commercial funding, technical assistance, and other measures, the organization's capital was used principally to invest in small and medium-sized businesses located in the baltic states which appeared likely to become commercially viable in a free market environment.","year":2012,"name":"BALTIC-AMERICAN ENTERPRISE FUND","phone":"4102248645","type":"990","foreign_countries":["Estonia","Latvia","Lithuania"],"principal_officer":"ALAN GRIFFIN","year_formation":1994,"state_legal_domicile":"DE","total_volunteers":0,"tax_period_begin":"2012-10-01T00:00:00","tax_period_end":"2013-09-30T00:00:00","address":"137 MITCHELLS CHANCE ROAD NO 140, EDGEWATER, MD, 21037, USA","city":"EDGEWATER","state":"MD","country":"USA","zip_code":"21037"},"Governance":{"501c3 determination":true,"Number of voting members":5,"Number of independent voting members":5,"Number of employees total":0,"Total Gross UBI":0,"Net unrelated business taxable income":0,"Number of employees":0,"Prohibited tax shelter transactions":false,"Taxable party notification":false,"Funds to pay premiums":false,"Premiums Paid":false,"Family or business relationship":false,"Delegation of management duties":false,"Conflict of interest policy":true,"Whistle blower policy":true,"Compensation process for CEO":true,"Compensation process for other employees":true,"Changes to organizing documents":false,"Material diversion or misuse":false,"Members or stockholders":true,"Election of board members":true,"Decisions subject to approval":true,"Minutes of governing body":true,"Local chapters":false,"Form 990 provided to governing body":true,"Document retention policy":true,"Investment in joint venture":false,"Independent audit financial statements":true,"Consolidated audit financial statements":false,"Accountant compile or review":false,"Financial statements audited by independent accountant":true,"Audit committee":true,"Federal grant audit required":false,"Audited financial statements separate":true,"Political activities":false,"Donor advised funds":false,"Conservation easements":false,"Collections of art":false,"School":false,"Hospital":false,"Foreign activities":false,"Foreign office":false,"Gaming":false,"Fundraising activities":false,"Professional fundraising":false,"Loan to officer or DQP":false,"Grant to related person":false,"Business relationship through family member":false,"Business relationship with organization":false,"Transfers to exempt non-charitable organization":false},"Revenues":{"value":797877,"Contributions":{"value":0},"Program revenue":{"value":0,"Unrelated business revenue":0},"Investment income":{"value":797495,"Investment income total":280845,"Net investment gain":516650},"Other revenues":{"value":382,"Other total":382}},"Expenses":{"value":27730804,"Grant expense":{"value":27544235,"Grants to domestic orgs":27544235},"Total professional fundraising expense":{"value":0},"Benefits paid to members":{"value":0},"Salaries":{"value":0},"Other expenses":{"value":186569,"Management services":15000,"Legal":10641,"Accounting":44158,"Investment management fees":68495,"Other services":4778,"Office expenses":299,"Occupancy":1200,"Travel":7808,"Insurance":34190}},"Assets":{"value":0,"Non-interest bearing cash":0,"Savings and temp cash investments":0,"Pledges and grants receivable":0,"Accounts receivable":0,"Receivables from officers":0,"Receivables from disqual persons":0,"Other net note and loans":0,"Inventories for sale or use":0,"Prepaid expenses deferred charges":0,"Land, building, equipment":0,"Investments publicly traded":0,"Investments other":0,"Investments program related":0,"Intangible assets":0,"Other assets":0},"Liabilities":{"value":0,"Accounts payable, accrued":0},"Fund balance":{"value":0},"Form990Details":{"program_service_accomplishments":[{"description":"BEFORE THE FUND FILED ITS CERTIFICATE OF DISSOLUTION THE FUND PARTICIPATED IN THE STRENGTHENING OF DEMOCRACY AND THE PROMOTION OF PRIVATE SECTOR BUSINESS THROUGH THE PROVISION OF COST-EFFECTIVE ENTERPRISE DEVELOPMENT ASSISTANCE ON BEHALF OF THE UNITED STATES GOVERNMENT (SEE SEED ACT 1989). THROUGH RESIDENTIAL MORTGAGE LOANS, COMMERCIAL FUNDING, TECHNICAL ASSISTANCE, AND OTHER MEASURES, THE ORGANIZATION'S CAPITAL WAS USED PRINCIPALLY TO INVEST IN SMALL AND MEDIUM-SIZED BUSINESSES LOCATED IN THE BALTIC STATES WHICH APPEARED LIKELY TO BECOME COMMERCIALLY VIABLE IN A FREE MARKET ENVIRONMENT.","expense":27552043,"grants":27544235}],"functional_expense_allocations":{"management_fees":{"management_and_general":15000,"total":15000},"legal_fees":{"management_and_general":10641,"total":10641},"accounting_fees":{"management_and_general":44158,"total":44158},"investment_management_fees":{"management_and_general":68495,"total":68495},"other_service_fees":{"management_and_general":4778,"total":4778},"office_expenses":{"management_and_general":299,"total":299},"occupancy":{"management_and_general":1200,"total":1200},"travel":{"program_services":7808,"total":7808},"insurance":{"management_and_general":34190,"total":34190}},"tax_and_disclosure_flags":{"activities_conducted_through_partnership":false,"foreign_financial_account":false,"backup_withholding_compliance":true,"lobbying_activities":false,"deductible_non_cash_contributions":false,"deductible_contributions_of_art":false,"method_of_accounting_accrual":true,"schedule_o_part_vi":true,"schedule_o_part_xii":true},"principal_officer_detail":{"person_name":"ALAN GRIFFIN","address_line1":"137 MITCHELLS CHANCE ROAD NO 140","city":"EDGEWATER","state":"MD","zip":"21037"},"audit_financial_statement_detail":{"accountant_compile_or_review":false,"federal_grant_audit_required":false},"related_party_due_diligence":{"officer_entity_with_business_relationship":true,"officer_mailing_address":false,"related_entity":true,"related_org_controlled_entity":false,"compensation_from_other_sources":false,"excess_benefit_transaction":false,"annual_disclosure_covered_persons":true},"grant_due_diligence":{"grants_to_organizations":true,"grants_to_individuals":false,"more_than_5000_to_organizations":false,"more_than_5000_to_individuals":false},"books_are_in_care_of":{"person_name":"ALAN GRIFFIN","phone":"4102248645","address_line1":"137 MITCHELLS CHANCE ROAD STE 140","city":"EDGEWATER","state":"MD","zip":"21037"},"officers_directors_key_employees":[{"title":"CHAIRMAN","average_hours_per_week":2.0,"average_hours_per_week_related_org":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true,"officer":true},{"title":"PRESIDENT/DIRECTOR/CEO","average_hours_per_week":1.0,"average_hours_per_week_related_org":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true,"officer":true},{"title":"DIRECTOR","average_hours_per_week":1.0,"average_hours_per_week_related_org":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true},{"title":"DIRECTOR","average_hours_per_week":1.0,"average_hours_per_week_related_org":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true},{"title":"DIRECTOR","average_hours_per_week":1.0,"average_hours_per_week_related_org":2.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"individual_trustee_or_director":true},{"title":"CFO","average_hours_per_week":4.0,"average_hours_per_week_related_org":8.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":68750,"other_compensation":0,"officer":true},{"title":"COUNSEL","average_hours_per_week":2.0,"average_hours_per_week_related_org":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"SECRETARY","average_hours_per_week":4.0,"average_hours_per_week_related_org":8.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":21875,"other_compensation":0,"officer":true}]},"ScheduleA":{"public_charity_status":{"publicly_supported_org_509a2":true},"support_170":{"prior_year_support_percentage":0.9142},"support_509":{"thirty_three_percent_test_current_year":true,"public_support_total":10657483,"public_support_percentage":0.9131,"investment_income_percentage":0.0778,"prior_year_investment_income_percentage":0.0813},"support_509_prior_schema":{"gross_receipts_from_admissions":{"current_year_minus1":364571,"current_year_minus2":31555,"current_year_minus3":1496943,"current_year_minus4":8764414,"total":10657483},"amounts_from_substantial_contributors":{"total":0},"amounts_received_from_disqualified_persons":{"total":0},"gross_investment_income_509":{"current_year":280845,"current_year_minus4":627243,"total":908088},"other_income_509":{"current_year":382,"current_year_minus1":1612,"current_year_minus2":3668,"current_year_minus3":100046,"total":105708},"investment_income_and_ubti":{"current_year":280845,"current_year_minus4":627243,"total":908088},"total_509":{"current_year_minus1":364571,"current_year_minus2":31555,"current_year_minus3":1496943,"current_year_minus4":8764414,"total":10657483},"total_support_total":{"current_year":281227,"current_year_minus1":366183,"current_year_minus2":35223,"current_year_minus3":1596989,"current_year_minus4":9391657,"total":11671279},"support_from_dqps":{"total":0}}},"ScheduleB":{"attached":false,"required":false},"ScheduleD":{"land_buildings_equipment":{"total_book_value":0},"revenue_reconciliation":{"total_revenue_audited_financial_statements":245832,"net_unrealized_gains_investments":-483550,"revenue_not_reported":-483550,"revenue_subtotal":729382,"investment_expenses_not_included":68495,"revenue_not_reported_financial_statement":68495,"total_revenue_per_990":797877},"expense_reconciliation":{"total_expenses_audited_financial_statements":27662309,"expenses_not_reported":0,"expenses_subtotal":27662309,"investment_expenses_not_included":68495,"expenses_not_reported_financial_statement":68495,"total_expenses_per_990":27730804}},"ScheduleI":{"grant_records_maintained":true,"reported_domestic_org_grants":27544235,"reported_domestic_org_grants_program_services":27544235,"total_501c3_and_government_organizations":2,"grants":[{"ein":272771854,"irc_section":"501(C)(3)","cash":2544235,"purpose":"SUPPORT OF RECIPIENT ORGANIZATION'S TAX-EXEMPT PURPOSES","address_line1":"137 MITCHELLS CHANCE ROAD","city":"EDGEWATER","state":"MD","zip":"21037","name":"BALTIC-AMERICAN FREEDOM FOUNDATION","address":"137 MITCHELLS CHANCE ROAD, EDGEWATER, MD, 21037"},{"cash":25000000,"purpose":"DISTRIBUTION OF FUNDS PURSUANT TO AGREEMENT WITH USAID UNDER WINDING UP AND LIQUIDATION PLAN","address_line1":"1500 PENNSYLVANIA AVENUE NW","city":"WASHINGTON","state":"DC","zip":"20220","name":"US DEPARTMENT OF THE TREASURY","address":"1500 PENNSYLVANIA AVENUE NW, WASHINGTON, DC, 20220"}],"total_domestic_grants":27544235,"total_domestic_program_services":27544235,"detail_org_grants_total":27544235,"detail_domestic_grants_total":27544235,"supplemental_information":[{"identifier":"PROCEDURE FOR MONITORING GRANTS IN THE U.S.:","form_and_line_reference":"PART I, LINE 2:","explanation":"SCHEDULE I, PART I, LINE 2: FUNDS WERE TRANSFERRED PURSUANT TO AN EXISTING AGREEMENT BETWEEN THE ORGANIZATION AND USAID."}],"grant_monitoring":{"claims_monitoring_procedures":true,"requires_financial_reports":false,"requires_narrative_reports":false,"conducts_site_visits":false,"conducts_field_audits":false,"requires_grant_agreements":false,"may_suspend_future_funding":false,"may_require_repayment":false,"monitoring_description":"SCHEDULE I, PART I, LINE 2: FUNDS WERE TRANSFERRED PURSUANT TO AN EXISTING AGREEMENT BETWEEN THE ORGANIZATION AND USAID.","form_and_line_reference":"PART I, LINE 2:"}},"ScheduleL":{"business_transactions_involving_interested_persons":[{"person_name":"ROBERT C ODLE JR","relationship":"OFFICER","description":"ROBERT C. ODLE, JR. IS A LAWYER WITH THE LAW FIRM OF WEIL, GOTSHAL, & MANGES, LLP. THIS LAW FIRM RECEIVED INCOME IN THE AMOUNT OF $13,019 RELATED TO SERVICES PROVIDED TO THE ORGANIZATION FOR THE 2012 CALENDAR YEAR AS REPORTED ON A 2012 FORM 1099-MISC. MR. ODLE IS NOT COMPENSATED FOR HIS SERVICE AS AN OFFICER OF THIS ORGANIZATION. MR. ODLE RECUSES HIMSELF FROM MATTERS CONCERNING THE SELECTION AND COMPENSATION OF THE LAW FIRM RETAINED BY THIS ORGANIZATION.","amount":13019,"sharing_of_revenues":false,"name":"ROBERT C ODLE JR"}]},"ScheduleN":{"termination_or_liquidation":{"assets_distributed":true,"liabilities_paid":true,"bonds_outstanding":false,"required_to_notify_attorney_general":true,"attorney_general_notified":true},"successor_relationships":{"director_of_successor":true,"employee_of_successor":true,"owner_of_successor":false},"liquidations":[{"business_name_line1":"BALTIC-AMERICAN FREEDOM FOUNDATION","ein":272771854,"irc_section":"501(C)(3)","distribution_date":"2013-01-01T00:00:00","description":"CASH","fair_market_value":2544235,"address_line1":"137 MITCHELLS CHANCE ROAD","city":"EDGEWATER","state":"MD","zip":"21037","name":"BALTIC-AMERICAN FREEDOM FOUNDATION","address":"137 MITCHELLS CHANCE ROAD, EDGEWATER, MD, 21037"},{"business_name_line1":"US DEPARTMENT OF THE TREASURY","distribution_date":"2013-07-15T00:00:00","description":"CASH","fair_market_value":25000000,"address_line1":"1500 PENNSYLVANIA AVENUE NW","city":"WASHINGTON","state":"DC","zip":"20220","name":"US DEPARTMENT OF THE TREASURY","address":"1500 PENNSYLVANIA AVENUE NW, WASHINGTON, DC, 20220"}],"supplemental_information":[{"explanation":"PART I, LINE 2E: KIM G. DAVIS SERVES AS CHAIRMAN ON THE BOARD OF BALTIC-AMERICAN FREEDOM FOUNDATION."},{"explanation":"PART I, LINE 2E: RICHARD C. SHERIDAN, HUGHLYN F. FIERCE, DANIEL ROSE, AND THE HONORABLE MARK SULLIVAN III SERVE AS DIRECTORS ON THE BOARD OF BALTIC-AMERICAN FREEDOM FOUNDATION."},{"explanation":"PART I, LINE 2E: ALAN GRIFFIN SERVES AS THE COO OF BALTIC-AMERICAN FREEDOM FOUNDATION."},{"explanation":"PART I, LINE 2E: ROBERT C. ODLE, JR. SERVES AS COUNSEL TO BALTIC-AMERICAN FREEDOM FOUNDATION."},{"explanation":"PART I, LINE 2E: CHONTELLE WOODWARD SERVES AS THE SECRETARY OF BALTIC-AMERICAN FREEDOM FOUNDATION."}]},"ScheduleR":{"tax_exempt_organizations":[{"ein":272771854,"business_name_line1":"BALTIC-AMERICAN FREEDOM FOUNDATION","primary_activities":"SUPPORT PRIVATE SECTOR DEVELOPMENT OF ESTONIA, LATVIA AND LITHUANIA","exempt_code_section":"501(C)(3)","public_charity_status":"509(A)(2)","controlled_organization":false,"legal_domicile_state":"DE","address_line1":"137 MITCHELLS CHANCE ROAD SUITE 140","city":"EDGEWATER","state":"MD","zip":"21037","name":"BALTIC-AMERICAN FREEDOM FOUNDATION","address":"137 MITCHELLS CHANCE ROAD SUITE 140, EDGEWATER, MD, 21037"}],"transaction_flags":{"dividends_from_related_organization":false,"gift_grant_or_capital_contribution_from_other_org":false,"gift_grant_or_capital_contribution_to_other_org":true,"loans_or_guarantees_from_other_org":false,"loans_or_guarantees_to_other_org":false,"performance_of_services_by_other_orgs":false,"performance_of_services_for_other_orgs":false,"sharing_of_facilities":true,"sharing_of_paid_employees":false,"reimbursement_paid_by_other_org":false,"reimbursement_paid_to_other_org":true,"rental_of_facilities_from_other_orgs":false,"rental_of_facilities_to_other_orgs":false,"purchase_of_assets_from_other_org":false,"sale_of_assets_to_other_org":false,"exchange_of_assets":false,"receipt_of_interest_annuities_rents_royalties":false,"other_transfer_from_other_org":false,"other_transfer_to_other_org":false}},"Ratings":{"Mission Deployment Rate":{"score":null},"Program Expense Ratio":{"score":null},"Fundraising Efficiency":{"score":null,"percentile":null},"Filing Consistency Score":{"score":1.0},"Grant Itemization Coverage":{"score":1.0},"Independent Voting Board Pct":{"score":1.0},"Operating Margin":{"score":-33.75573803982318,"percentile":0.012205618874929845},"Operating Reserve Ratio":{"score":0.0,"percentile":0.026800149493383534},"Liabilities to Assets Ratio":{"score":null,"percentile":null},"Officer Compensation Ratio":{"score":null,"percentile":null},"Program Expense Growth":{"score":null,"percentile":null},"Revenue Growth":{"score":0.9538874477500306,"percentile":0.9966440153746446},"Asset Growth":{"score":-0.7410059681134169,"percentile":0.010384372865324997},"Foreign Oversight Score":{"score":null},"Major-Donor Itemization":{"score":null},"Related-Party Transparency":{"score":null},"Pay-Setting Controls":{"score":null,"weight":5,"atoms":{"Compensation committee":{"value":null},"Independent compensation consultant":{"value":null},"Form 990 of other organizations reviewed":{"value":null},"Written employment contract":{"value":null},"Compensation survey or study":{"value":null},"Board or committee approval":{"value":null}}},"Governance Policy Score":{"score":1.0,"weight":5,"atoms":{"Conflict of interest policy":{"value":true},"Whistle blower policy":{"value":true},"Document retention policy":{"value":true},"Compensation process for CEO":{"value":true},"Compensation process for other employees":{"value":true},"Form 990 provided to governing body":{"value":true},"Minutes of governing body":{"value":true},"Audit committee":{"value":true},"Independent audit financial statements":{"value":true}}},"Categories":{"Financial Efficiency":{"score":null,"weight":45},"Transparency & Controls":{"score":1.0,"weight":20},"Accountability":{"score":1.0,"weight":14},"Sustainability":{"score":0.01781889988202742,"weight":13},"Growth":{"score":0.6678908012048713,"weight":8}},"Overall Score":{"score":0.7195413110564605,"percentile":0.3993608526685729}},"source_xml":"201440569349300709_public.xml"},"sector":"International, Foreign Affairs","donation_categories":[],"zakat_policy":null},"error":null}