{"success":true,"data":{"_id":133378288,"filings":[{"Organization":{"Hours":[0],"Total Compensation":[0],"Direct compensation":[0],"Other compensation":[0]},"Basic":{"mission":"Continuing education and updates regarding securities issues.","primary_activities":"To improve business practice and quality of service in its area of expertise.to furnish technical services and otherwise assist member organizations and the securities industry in the solution of problems.to serve the securities industry and carry out the purpose of the association and provide a medium for the exchange of ideas and experiences.to disseminate to members and associate members, information on new business developments, and time sensitive information.","year":2010,"name":"CORPORATE ACTIONS DIVISION INC","phone":"2126081500","website":"WWW.CORPORATEACTIONS.ORG","type":"990","principal_officer":"THOMAS J O'HARA","year_formation":1968,"state_legal_domicile":"NY","total_volunteers":0,"tax_period_begin":"2010-01-01T00:00:00","tax_period_end":"2010-12-31T00:00:00","address":"120 BROADWAY, NEW YORK, NY, 10271, USA","city":"NEW YORK","state":"NY","country":"USA","zip_code":"10271"},"Governance":{"501c determination":true,"Number of voting members":18,"Number of independent voting members":0,"Number of employees total":0,"Total Gross UBI":0,"Net unrelated business taxable income":0,"Number of employees":0,"Prohibited tax shelter transactions":false,"Taxable party notification":false,"Family or business relationship":false,"Delegation of management duties":false,"Conflict of interest policy":false,"Whistle blower policy":false,"Compensation process for CEO":false,"Compensation process for other employees":false,"Changes to organizing documents":false,"Material diversion or misuse":false,"Members or stockholders":false,"Election of board members":false,"Decisions subject to approval":false,"Minutes of governing body":true,"Local chapters":false,"Form 990 provided to governing body":false,"Document retention policy":false,"Investment in joint venture":false,"Independent audit financial statements":false,"Consolidated audit financial statements":false,"Accountant compile or review":false,"Financial statements audited by independent accountant":false,"Federal grant audit required":false,"Political activities":false,"Donor advised funds":false,"Conservation easements":false,"Collections of art":false,"School":false,"Hospital":false,"Foreign activities":false,"Foreign office":false,"Gaming":false,"Fundraising activities":false,"Professional fundraising":false,"Loan to officer or DQP":false,"Grant to related person":false,"Business relationship through family member":false,"Business relationship with organization":false},"Revenues":{"value":420,"Contributions":{"value":0},"Program revenue":{"value":420,"Total revenue":420,"Unrelated business revenue":0},"Investment income":{"value":0},"Other revenues":{"value":0}},"Expenses":{"value":48889,"Grant expense":{"value":0},"Total professional fundraising expense":{"value":0},"Benefits paid to members":{"value":0},"Salaries":{"value":0},"Other expenses":{"value":48889,"Accounting":1150,"Conferences and meetings":1085,"Payments to affiliates":43264,"Itemized Expenses":{"value":3390,"VARIOUS":3390}}},"Assets":{"value":42437,"Non-interest bearing cash":42437},"Liabilities":{"value":0},"Fund balance":{"value":42437},"Form990Details":{"program_service_accomplishments":[{"description":"TO IMPROVE BUSINESS PRACTICE AND QUALITY OF SERVICE IN ITS AREA OF EXPERTISE.TO FURNISH TECHNICAL SERVICES AND OTHERWISE ASSIST MEMBER ORGANIZATIONS AND THE SECURITIES INDUSTRY IN THE SOLUTION OF PROBLEMS.TO SERVE THE SECURITIES INDUSTRY AND CARRY OUT THE PURPOSE OF THE ASSOCIATION AND PROVIDE A MEDIUM FOR THE EXCHANGE OF IDEAS AND EXPERIENCES.TO DISSEMINATE TO MEMBERS AND ASSOCIATE MEMBERS, INFORMATION ON NEW BUSINESS DEVELOPMENTS, AND TIME SENSITIVE INFORMATION."}],"program_service_revenue_detail":[{"business_code":"900099","description":"MEMBERSHIP DUES AND AS","total_revenue":420,"related_or_exempt_function_income":420}],"functional_expense_allocations":{"accounting_fees":{"total":1150},"conferences_meetings":{"total":1085},"payments_to_affiliates":{"total":43264}},"tax_and_disclosure_flags":{"activities_conducted_through_partnership":false,"foreign_financial_account":false,"deductible_non_cash_contributions":false,"deductible_contributions_of_art":false,"method_of_accounting_cash":true,"schedule_o_part_iii":true,"schedule_o_part_vi":true},"principal_officer_detail":{"person_name":"THOMAS J O'HARA","address_line1":"C/O EDWARD JONES 130 EDWARD JONES","address_line2":"BLVD-6TH FLOOR","city":"MARYLAND HEIGHTS","state":"MO","zip":"63043"},"audit_financial_statement_detail":{"accountant_compile_or_review":false,"federal_grant_audit_required":false},"related_party_due_diligence":{"officer_entity_with_business_relationship":false,"officer_mailing_address":false,"related_entity":true,"related_org_controlled_entity":false,"compensation_from_other_sources":false},"grant_due_diligence":{"grants_to_organizations":false,"grants_to_individuals":false,"more_than_5000_to_organizations":false,"more_than_5000_to_individuals":false},"books_are_in_care_of":{"person_name":"THOMAS J O'HARA CO EDWARD JONES","phone":"3145156691","address_line1":"130 EDWARD JONES BLVD-6TH FLOOR","city":"MARYLAND HEIGHTS","state":"MO","zip":"63043"},"officers_directors_key_employees":[{"title":"PRESIDENT","average_hours_per_week":8.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"EXECUTIVE VICE PRESIDENT","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"SENIOR VICE PRESIDENT","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"SENIOR VICE PRESIDENT","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"TREASURER","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"SECRETARY","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"RECORDING SECRETARY","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true}]},"ScheduleB":{"attached":false,"required":false},"ScheduleC":{"dues_notices":{"substantially_all_dues_nondeductible":true,"only_in_house_lobbying":false,"agree_carryover_prior_year":false}},"ScheduleR":{"tax_exempt_organizations":[{"ein":320178959,"business_name_line1":"SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION","primary_activities":"ORGANIZATION REPRESENTING INTERESTS OF MEMBERS IN GLOBAL FINANCIAL MARKETS.","exempt_code_section":"501(C)(6)","controlled_organization":false,"legal_domicile_state":"NY","address_line1":"120 BROADWAY 35TH FLOOR","city":"NEW YORK","state":"NY","zip":"10271","name":"SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION","address":"120 BROADWAY 35TH FLOOR, NEW YORK, NY, 10271"}],"transaction_flags":{"gift_grant_or_capital_contribution_from_other_org":false,"gift_grant_or_capital_contribution_to_other_org":false,"loans_or_guarantees_from_other_org":false,"loans_or_guarantees_to_other_org":false,"performance_of_services_by_other_orgs":false,"performance_of_services_for_other_orgs":false,"sharing_of_facilities":false,"sharing_of_paid_employees":false,"reimbursement_paid_by_other_org":false,"reimbursement_paid_to_other_org":false,"rental_of_facilities_from_other_orgs":false,"rental_of_facilities_to_other_orgs":false,"purchase_of_assets_from_other_org":false,"sale_of_assets_to_other_org":false,"exchange_of_assets":false,"receipt_of_interest_annuities_rents_royalties":false,"other_transfer_from_other_org":false,"other_transfer_to_other_org":false}},"source_xml":"201102169349300035_public.xml"}],"Latest":{"Organization":{"Hours":[0],"Total Compensation":[0],"Direct compensation":[0],"Other compensation":[0]},"Basic":{"mission":"Continuing education and updates regarding securities issues.","primary_activities":"To improve business practice and quality of service in its area of expertise.to furnish technical services and otherwise assist member organizations and the securities industry in the solution of problems.to serve the securities industry and carry out the purpose of the association and provide a medium for the exchange of ideas and experiences.to disseminate to members and associate members, information on new business developments, and time sensitive information.","year":2010,"name":"CORPORATE ACTIONS DIVISION INC","phone":"2126081500","website":"WWW.CORPORATEACTIONS.ORG","type":"990","principal_officer":"THOMAS J O'HARA","year_formation":1968,"state_legal_domicile":"NY","total_volunteers":0,"tax_period_begin":"2010-01-01T00:00:00","tax_period_end":"2010-12-31T00:00:00","address":"120 BROADWAY, NEW YORK, NY, 10271, USA","city":"NEW YORK","state":"NY","country":"USA","zip_code":"10271"},"Governance":{"501c determination":true,"Number of voting members":18,"Number of independent voting members":0,"Number of employees total":0,"Total Gross UBI":0,"Net unrelated business taxable income":0,"Number of employees":0,"Prohibited tax shelter transactions":false,"Taxable party notification":false,"Family or business relationship":false,"Delegation of management duties":false,"Conflict of interest policy":false,"Whistle blower policy":false,"Compensation process for CEO":false,"Compensation process for other employees":false,"Changes to organizing documents":false,"Material diversion or misuse":false,"Members or stockholders":false,"Election of board members":false,"Decisions subject to approval":false,"Minutes of governing body":true,"Local chapters":false,"Form 990 provided to governing body":false,"Document retention policy":false,"Investment in joint venture":false,"Independent audit financial statements":false,"Consolidated audit financial statements":false,"Accountant compile or review":false,"Financial statements audited by independent accountant":false,"Federal grant audit required":false,"Political activities":false,"Donor advised funds":false,"Conservation easements":false,"Collections of art":false,"School":false,"Hospital":false,"Foreign activities":false,"Foreign office":false,"Gaming":false,"Fundraising activities":false,"Professional fundraising":false,"Loan to officer or DQP":false,"Grant to related person":false,"Business relationship through family member":false,"Business relationship with organization":false},"Revenues":{"value":420,"Contributions":{"value":0},"Program revenue":{"value":420,"Total revenue":420,"Unrelated business revenue":0},"Investment income":{"value":0},"Other revenues":{"value":0}},"Expenses":{"value":48889,"Grant expense":{"value":0},"Total professional fundraising expense":{"value":0},"Benefits paid to members":{"value":0},"Salaries":{"value":0},"Other expenses":{"value":48889,"Accounting":1150,"Conferences and meetings":1085,"Payments to affiliates":43264,"Itemized Expenses":{"value":3390,"VARIOUS":3390}}},"Assets":{"value":42437,"Non-interest bearing cash":42437},"Liabilities":{"value":0},"Fund balance":{"value":42437},"Form990Details":{"program_service_accomplishments":[{"description":"TO IMPROVE BUSINESS PRACTICE AND QUALITY OF SERVICE IN ITS AREA OF EXPERTISE.TO FURNISH TECHNICAL SERVICES AND OTHERWISE ASSIST MEMBER ORGANIZATIONS AND THE SECURITIES INDUSTRY IN THE SOLUTION OF PROBLEMS.TO SERVE THE SECURITIES INDUSTRY AND CARRY OUT THE PURPOSE OF THE ASSOCIATION AND PROVIDE A MEDIUM FOR THE EXCHANGE OF IDEAS AND EXPERIENCES.TO DISSEMINATE TO MEMBERS AND ASSOCIATE MEMBERS, INFORMATION ON NEW BUSINESS DEVELOPMENTS, AND TIME SENSITIVE INFORMATION."}],"program_service_revenue_detail":[{"business_code":"900099","description":"MEMBERSHIP DUES AND AS","total_revenue":420,"related_or_exempt_function_income":420}],"functional_expense_allocations":{"accounting_fees":{"total":1150},"conferences_meetings":{"total":1085},"payments_to_affiliates":{"total":43264}},"tax_and_disclosure_flags":{"activities_conducted_through_partnership":false,"foreign_financial_account":false,"deductible_non_cash_contributions":false,"deductible_contributions_of_art":false,"method_of_accounting_cash":true,"schedule_o_part_iii":true,"schedule_o_part_vi":true},"principal_officer_detail":{"person_name":"THOMAS J O'HARA","address_line1":"C/O EDWARD JONES 130 EDWARD JONES","address_line2":"BLVD-6TH FLOOR","city":"MARYLAND HEIGHTS","state":"MO","zip":"63043"},"audit_financial_statement_detail":{"accountant_compile_or_review":false,"federal_grant_audit_required":false},"related_party_due_diligence":{"officer_entity_with_business_relationship":false,"officer_mailing_address":false,"related_entity":true,"related_org_controlled_entity":false,"compensation_from_other_sources":false},"grant_due_diligence":{"grants_to_organizations":false,"grants_to_individuals":false,"more_than_5000_to_organizations":false,"more_than_5000_to_individuals":false},"books_are_in_care_of":{"person_name":"THOMAS J O'HARA CO EDWARD JONES","phone":"3145156691","address_line1":"130 EDWARD JONES BLVD-6TH FLOOR","city":"MARYLAND HEIGHTS","state":"MO","zip":"63043"},"officers_directors_key_employees":[{"title":"PRESIDENT","average_hours_per_week":8.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"EXECUTIVE VICE PRESIDENT","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"SENIOR VICE PRESIDENT","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"SENIOR VICE PRESIDENT","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"TREASURER","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"SECRETARY","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true},{"title":"RECORDING SECRETARY","average_hours_per_week":4.0,"reportable_comp_from_org":0,"reportable_comp_from_related_orgs":0,"other_compensation":0,"officer":true}]},"ScheduleB":{"attached":false,"required":false},"ScheduleC":{"dues_notices":{"substantially_all_dues_nondeductible":true,"only_in_house_lobbying":false,"agree_carryover_prior_year":false}},"ScheduleR":{"tax_exempt_organizations":[{"ein":320178959,"business_name_line1":"SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION","primary_activities":"ORGANIZATION REPRESENTING INTERESTS OF MEMBERS IN GLOBAL FINANCIAL MARKETS.","exempt_code_section":"501(C)(6)","controlled_organization":false,"legal_domicile_state":"NY","address_line1":"120 BROADWAY 35TH FLOOR","city":"NEW YORK","state":"NY","zip":"10271","name":"SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION","address":"120 BROADWAY 35TH FLOOR, NEW YORK, NY, 10271"}],"transaction_flags":{"gift_grant_or_capital_contribution_from_other_org":false,"gift_grant_or_capital_contribution_to_other_org":false,"loans_or_guarantees_from_other_org":false,"loans_or_guarantees_to_other_org":false,"performance_of_services_by_other_orgs":false,"performance_of_services_for_other_orgs":false,"sharing_of_facilities":false,"sharing_of_paid_employees":false,"reimbursement_paid_by_other_org":false,"reimbursement_paid_to_other_org":false,"rental_of_facilities_from_other_orgs":false,"rental_of_facilities_to_other_orgs":false,"purchase_of_assets_from_other_org":false,"sale_of_assets_to_other_org":false,"exchange_of_assets":false,"receipt_of_interest_annuities_rents_royalties":false,"other_transfer_from_other_org":false,"other_transfer_to_other_org":false}},"Ratings":{"Mission Deployment Rate":{"score":null},"Program Expense Ratio":{"score":null},"Fundraising Efficiency":{"score":null,"percentile":null},"Filing Consistency Score":{"score":1.0},"Grant Itemization Coverage":{"score":null},"Independent Voting Board Pct":{"score":0.0},"Operating Margin":{"score":-115.40238095238095,"percentile":0.007289373138194534},"Operating Reserve Ratio":{"score":0.8680275726646076,"percentile":0.4246539505010797},"Liabilities to Assets Ratio":{"score":0.0,"percentile":0.8056604925352309},"Officer Compensation Ratio":{"score":null,"percentile":null},"Program Expense Growth":{"score":null,"percentile":null},"Revenue Growth":{"score":null,"percentile":null},"Asset Growth":{"score":null,"percentile":null},"Foreign Oversight Score":{"score":null},"Major-Donor Itemization":{"score":null},"Related-Party Transparency":{"score":null},"Pay-Setting Controls":{"score":1.0,"weight":5,"atoms":{"Compensation committee":{"value":true},"Independent compensation consultant":{"value":true},"Form 990 of other organizations reviewed":{"value":true},"Written employment contract":{"value":true},"Compensation survey or study":{"value":true},"Board or committee approval":{"value":true}}},"Governance Policy Score":{"score":0.1111111111111111,"weight":5,"atoms":{"Conflict of interest policy":{"value":false},"Whistle blower policy":{"value":false},"Document retention policy":{"value":false},"Compensation process for CEO":{"value":false},"Compensation process for other employees":{"value":false},"Form 990 provided to governing body":{"value":false},"Minutes of governing body":{"value":true},"Audit committee":{"value":false},"Independent audit financial statements":{"value":false}}},"Categories":{"Financial Efficiency":{"score":null,"weight":45},"Transparency & Controls":{"score":1.0,"weight":20},"Accountability":{"score":0.0462962962962963,"weight":14},"Sustainability":{"score":0.25286038151209445,"weight":13},"Growth":{"score":null,"weight":8}},"Overall Score":{"score":0.5092624065490505,"percentile":0.07751842891667436}},"source_xml":"201102169349300035_public.xml"},"sector":"Public, Societal Benefit","donation_categories":[],"zakat_policy":null},"error":null}